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ANALYSIS: Easing Direct Listing Rules Sparks Expectation, Unease

The rules for direct listings are likely changing soon on the NYSE and Nasdaq exchanges. The SEC has approved NYSE-proposed changes to its rules, and Nasdaq’s request for its version is pending. But with the NYSE order on hold, a debate over the merits of these revisions is heating up.

Ex-Real Estate Firm CEO Charged With $350 Million Ponzi Scheme

The former CEO of real estate firm Professional Financial Investors Inc. was charged Tuesday with running the company as a Ponzi scheme through which it collected more than $350 million from investors since 2015, as well as embezzling more than $26 million.

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